Brokerage and Custody services
1. Securities trading and safekeeping
| Fee size (calculated from deal amount when expressed in percentage form) | ||
| Over-the-counter at a branch, At Equity Sales Lithuania Sub-department and FX & FI Regional sales Sub-department | Via Swedbank Internet Banking | |
| 1. Opening a securities account | Free of charge | Free of charge |
| 2. Trading in shares * | ||
| 2.1. Lithuania | 0.45%, min. LTL 20 | 0.3%, min. LTL 5 |
| 2.2. Latvia | 0.45%, min. LTL 20 | 0.3%, min. LTL 10 |
| 2.3. Estonia | 0.45%, min. LTL 20 | 0.3%, min. LTL 10 |
| 2.4. UK (ADR‘s) | 0.40%, min. LTL 120 | |
| 2.5. UK (FTSE 350 index shares) | Buy 0.90%, min. LTL 120 | |
| Sell 0.35%, min. LTL 120 | ||
| 2.6. Australia** | 0.80%, min. LTL 300 | |
| 2.7. Austria | 0.45%, min. LTL 100 | |
| 2.8. Belgium | 0.30%, min LTL 100 | |
| 2.9. Bosnia | Buy 1.00%, min. LTL 200 | |
| Sell 1.35%, min. LTL 200 | ||
| 2.10. Bulgaria | 0.70%, min. LTL 300 | |
| 2.11. Czech Republic | 0.50%, min. LTL 80 | |
| 2.12. Denmark | 0.45%, min. LTL 120 | |
| 2.13. Greece** | Buy 0.85%, min. LTL 400 | |
| Sell 1.10%, min. LTL 400 | ||
| 2.14. Hong Kong** | 0.60%, min. LTL 210 | |
| 2.15. Spain | 0.30%, min. LTL 100 | |
| 2.16. Italy | 0,30%, min. LTL 100 | |
| 2.17. Japan** | 0.80%, min. LTL 210 | |
| 2.18. USA | 0,30%, min. LTL 100 | |
| 2.19. Canada** | 0.30 LTL per 1 share, min. LTL 130 | |
| 2.20. Croatia | 0.90%, min. LTL 200 | |
| 2.21. Poland | 0.50%, min. LTL 90 | |
| 2.22. Norway | 0.40%, min. LTL 120 | |
| 2.23. Holland | 0.30%, min. LTL 100 | |
| 2.24. Portugal | 0.30%, min. LTL 100 | |
| 2.25. France | 0,30%, min. LTL 100 | |
| 2.26. Romania | 1.05%, min LTL 280 | |
| 2.27. Russia (when a minimal order amount is at USD 25,000) | 0.50%, min. LTL 260 | |
| 2.28. Serbia | Buy 1.00%, min. LTL 270 | |
| Sell 1.35%, min. LTL 270 | ||
| 2.29. Singapore** | 1.05%, min. LTL 400 | |
| 2.30. Slovenia | 1.00%, min. LTL 300 | |
| 2.31. Slovakia | 1.00%, min. LTL 120 | |
| 2.32. Finland | 0.40%, min. LTL 120 | |
| 2.33. Sweden | 0.40%, min. LTL 120 | |
| 2.34. Switzerland | 0.60%, min LTL 120 | |
| 2.35. Hungary | 0.50%, min. LTL 100 | |
| 2.36. Germany | 0.30%, min. LTL 100 | |
| 2.37. Other foreign countries** | According to separate agreement | |
| 3. Trading in debt securities | ||
| 3.1. Lithuanian*** | ||
| 3.1.1. Primary market | LTL 50 | |
| 3.1.2. Secondary market | Free of charge | |
| 3.2. Other foreign countries *** | 0.05% plus transaction fee (see section No. 5) | |
| 4. Monthly securities safekeeping fee****: | Min 1.5 LTL per month | |
| 4.1. Securities issued by Lithuanian companies*** | Up to 500,000.00 LTL - 0.006% 500,000.01 LTL up to 1,000,000.00 Lt - 0.005% From 1,000,000,01 LTL - 0.004% | |
| 4.2. Securities issued by Estonian and Latvian companies | 0.007% | |
| 4.3. Securities issued by Central and Eastern Europe's (Bulgaria, Croatia, Czech Republic, Hungary, Poland, Romania, Serbia, Slovenia, Slovakia) companies | 0.03% | |
| 4.4. Securities issued by Russian companies | 0.07% | |
| 4.5. Eurobonds | 0.006% | |
| 4.6. Securities issued by other foreign countries' companies*** | 0.013% | |
| 4.7. Depositary receipts (ADR, GDR) | 0.013% plus other party's fees, if applicable | |
| 5. Transaction fees: | ||
| 5.1. Securities issued by Lithuanian companies:*** | ||
| 5.1.1. Settlement of NASDAQ OMX Vilnius transaction via TARGET2***** system in settlement currency EUR | LTL 15 | |
| 5.1.2. Transaction against payment between Lithuanian sub-custodians | ||
| 5.1.2.1. when settlement currency LTL | LTL 25 | |
| 5.1.2.2. when settlement currency EUR | LTL 35 | |
| 5.1.3. Transaction against payment between Estonian and Latvian sub-custodians | ||
| 5.1.3.1. when settlement currency LVL | LTL 45 | |
| 5.1.3.2. when settlement currency EUR | LTL 55 | |
| 5.1.4. Free of payment (FOP) transaction to other Lithuanian sub-custodians or shareholder registry level (outgoing) | LTL 15 | |
| 5.1.5. Free of payment (FOP) transaction between Estonian and Latvian sub-custodians | LTL 35 | |
| 5.2. Securities issued by Estonian companies: | ||
| 5.2.1. Transaction against payment | ||
| 5.2.1.1. when settlement currency EEK | LTL 15 | |
| 5.2.1.2. when settlement currency EUR | LTL 15 plus 0.01% from deal amount | |
| 5.2.2. Free of payment (FOP) transaction | LTL 15 | |
| 5.3. Securities issued by Latvian companies: | ||
| 5.3.1. Transaction against payment | ||
| 5.3.1.1. when settlement currency LVL | LTL 25 | |
| 5.3.1.2. when settlement currency EUR | LTL 55 | |
| 5.3.2. Free of payment (FOP) transaction | LTL 25 | |
| 5.4. Transaction against payment and free of payment (FOP) transaction in the case of securities issued by other foreign companies*** | LTL 35 plus other party's fees, if applicable | |
| 5.5. Registration of OTC security transaction (gift, inheritance, sale-purchase, swap and others) between clients' securities accounts opened in Swedbank AB ****** | LTL 25 | |
| 5.6. Repurchase (repo) deal / pledge of securities administration | LTL 50 | |
| 6. Other services: | ||
| 6.1. Securities account statement (received personally over-the-counter) | Free of charge | |
| 6.2. Securities account statement (sent by mail) | In Lithuania - LTL 5; abroad - LTL 10 | |
| 6.3. Reclaim/relief of taxes paid to foreign country (The service cannot be provided in every market) | LTL 200 plus other party's fees, if applicable | |
| 6.4. Client representation in Lithuania in case of corporate actions | LTL 400 plus other party's fees, if applicable | |
| 6.5. Other services | According to separate agreement | |
* On foreign Stock Exchanges, securities can be traded in lots, i.e. according to established minimal quantities of shares and their multiple.
** Order at marked market could be placed only contacting Equity Sales Lithuanian Sub-department, phone number 1884. These markets have additional third party costs that are not included in the commissions.
*** Debt securities issued in Lithuania and securities issued by Lithuanian companies are the securities registered in Central Securities Depository of Lithuania; Debt securities issued in other foreign countries and securities issued by other foreign countries' companies are the securities registered in Depositories or settlement systems of foreign countries.
**** It is calculated each month based on the value of the portfolio on the last date of the calendar month. The fee is debited from bank account linked to security account. Debt securities and not-listed equities are evaluated at face value. Securities issued by Estonian companies are evaluated according to Estonian Central Security Depository (AS Eesti Väärtpaberikeskus) price evaluation methods. Minimum securities safekeeping fee is applied for all securities in the same securities account and applied for each securities account separately. If securities account is empty, the fee is not applied.
***** Transactions in EUR are executed via TARGET2 - a paying system administered by European Central Bank. If securities are nominated in LTL, then securities settlements are done in EUR via TARGET2 only if it is agreed by both parties.
****** The fee is paid by both parties. In case of securities inheritance the fee is paid by beneficiary.
